Compliance Services
REGULATORY UMBRELLA SERVICES
Our range of solutions
Frank Investments has a strong and dedicated Compliance service that is offered to suitable businesses. We are not the biggest compliance service offeror and we do not aim to be, we want to work with select like-minded people and businesses who aim to create a successful business the right way. We take compliance seriously and act efficiently to ensure that we offer a first-class service to our clients.
FAQs
Frank Investments follows a clear and defined process with all of our potential Appointed Representatives to ensure that onboarding and setup are as seamless as possible. Click here to learn more
Frank Investments setup fees are determined by the complexity of the Appointed Representative’s firm and headcount. There will be an initial set-up fee and then an ongoing monthly flat fee. Click here to learn more
Certain costs will be incurred no matter what provider you use to become an Appointed Representative. These are things such as professional indemnity cover and legal fees. Click here to learn more
Frank Investments aims to get you up and running as quickly as possible. Click here to learn more
MEET THE FRANK INVESTMENTS
Compliance Services Team
Amy Grovit
Head of Compliance
Amy Grovit
Head of Compliance
Hayley Maclean
Compliance Associate
Hayley Maclean
Compliance Associate
Hannah Barker
Compliance Associate
Hannah Barker
Compliance Associate