Our range of solutions

Frank Investments has a strong and dedicated Compliance service that is offered to suitable businesses. We are not the biggest compliance service offeror and we do not aim to be, we want to work with select like-minded people and businesses who aim to create a successful business the right way. We take compliance seriously and act efficiently to ensure that we offer a first-class service to our clients.

Why Frank Investments for your Regulatory Umbrella Services?

Navigating the regulatory landscape can be both daunting and time-consuming. We can remove this worry for you so that you can concentrate on growing your business. We will offer practical and clear explanations to help compliance become less onerous.

We offer a friendly, bespoke, and relevant regulatory and business support system for our Appointed Representatives. Coupled with our own experiences of being an Appointed Representative and our knowledgeable compliance team, we are in a unique position to understand the challenges of starting up your business. We can offer a full and tailored package to suit all your business needs.


Frank Investments follows a clear and defined process with all of our potential Appointed Representatives to ensure that onboarding and setup are as seamless as possible. Click here to learn more

Frank Investments setup fees are determined by the complexity of the Appointed Representative’s firm and headcount. There will be an initial set-up fee and then an ongoing monthly flat fee. Click here to learn more

Certain costs will be incurred no matter what provider you use to become an Appointed Representative. These are things such as professional indemnity cover and legal fees. Click here to learn more

Frank Investments aims to get you up and running as quickly as possible. Click here to learn more


Compliance Services Team

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Amy Grovit

Head of Compliance

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Hayley Maclean

Compliance Associate

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Hannah Barker

Compliance Associate

Please contact Amy Grovit to discuss your regulation requirements